This is a talk given as part of Open Access Week 2021 (#OAWeek2021) at Flinders University.
Abstract: Despite the seismic shifts of the last couple of decades with the introduction of the internet, scholarly publishing has remained basically unchanged. The Mertonian norms were established in 1942 when science was ‘under attack’, and today science is once more being questioned. It is time to return to our base principles. The open agenda offers a path not only to reproducibility and increased trust in research, but also addresses questions related to research culture, allowing a more diverse and inclusive environment.
1. It’s publishing but not as you know it:
How Open is Changing Everything
Dr Danny Kingsley
Associate Librarian (Content &
Digital Library Strategy)
OA Week 2021 talk
27 October 2021
2.
3. The plan
• The societal problem
• The academic sector problem
• The open solution
• Australia’s progress
• …. In less than 30 minutes!
4. Normative Structure of Science
Robert K Merton, “The Normative Structure of Science”, 1942 essay in The Sociology of Science
edited by Norman W Storer, published 1973 http://www.collier.sts.vt.edu/5424/pdfs/merton_1973.pdf
“Incipient and actual attacks upon the
integrity of science have led scientists to
recognize their dependence on particular
types of social structure. Manifestos and
pronouncements by associations of scientists
are devoted to the relations of science and
society. An institution under attack must re-
examine its foundations, restate its
objectives, seek out its rationale. Crisis
invites self-appraisal. Now that they have
been confronted with challenges to their way
of life, scientists have been jarred into a state
of acute self-consciousness: consciousness
of self as an integral element of society with
corresponding obligations and interests.”
9. We have to be above criticism
• “Incipient and actual attacks upon the integrity of science have
led scientists to recognize their dependence on particular types
of social structure. Manifestos and pronouncements by
associations of scientists are devoted to the relations of science
and society. An institution under attack must re-examine its
foundations, restate its objectives, seek out its rationale. Crisis
invites self-appraisal. Now that they have been confronted with
challenges to their way of life, scientists have been jarred into a
state of acute self-consciousness: consciousness of self as an
integral element of society with corresponding obligations and
interests.”
10. Visionary – and it still holds
• The four Mertonian norms of science (1942)
• universalism: scientific validity is independent of the
sociopolitical status/personal attributes of its participants
• communalism: all scientists should have common
ownership of scientific goods (intellectual property), to
promote collective collaboration; secrecy is the opposite of
this norm.
• disinterestedness: scientific institutions act for the benefit
of a common scientific enterprise, rather than for the
personal gain of individuals within them
• organized scepticism: scientific claims should be
exposed to critical scrutiny before being accepted: both in
methodology and institutional codes of conduct.
12. How did we get here?
Data gathering
Analysis
Writing
Publishing
Dissemination
Reuse
Assessment
The primary measure of success in academia is
publication of novel results in high impact journals
13. The incentive system is causing problems
Image: Flickr Jason Taellious reward – CC-BY-SA 2.0
17. Problem: Risk averse research
• Scientists we interview
routinely say that they dare
not propose bold projects for
funding in part because of
expectations that they will
produce a steady stream of
papers in journals with high
impact scores.
• Our analysis of 15 years'
worth of citation data
suggests that common
bibliometric measures
relying on short-term
windows undervalue risky
research
• Research today is driven by last year’s
publications.
• Scientists write to influence reviewers
and editors in the process. … They use
strategic citation practices.
• The greater the novelty of the work the
greater likelihood it is to have a negative
review … Scientists understand the
novelty bias so they downplay the new
elements to the old elements.
Reviewers are blinkered by bibliometrics :
Nature News & Comment. 26 April 2017
http://www.nature.com/news/reviewers-are-
blinkered-by-bibliometrics-1.21877
Professor James Evans,
2015 Researcher to Reader conference
https://unlockingresearch.blog.lib.cam.ac.uk/?p=539
18. Problem: Attrition crisis?
Hard work, little reward: Nature readers reveal working hours and research challenges,
Nature News, 4 November 2016, http://www.nature.com/news/hard-work-little-reward-
nature-readers-reveal-working-hours-and-research-challenges-1.20933
20. Ranking is more profitable than
publishing
https://www.ft.com/content/21da8a6b-d5e9-473a-86e0-056c489d55bf
21. What do rankings measure?
Specifically, publication
in Science or Nature
Nobel Prizes & Field Medals
(awarded to research
‘stars’)
Papers indexed in a system
focused on Nth America
journals & research
published in English
23. Or we could use sticks?
https://campusmorningmail.com.au/news/murdoch-us-great-expectations-for-researchers/
http://www.nteu.org.au/article/Academic-Career-Framework-Change-Management-NTEU-
Concerns-21645
Union response:
24. Problem: concentrated market
Vertical integration resulting from Elsevier’s acquisitions, from Alejandro Posada and George Chen, (2017) Rent
Seeking and Financialization strategies of the Academic Publishing Industry - Publishers are increasingly in
control of scholarly infrastructure and why we should care- A Case Study of Elsevier
http://knowledgegap.org/index.php/sub-projects/rent-seeking-and-financialization-of-the-academic-publishing-
industry/preliminary-findings/
https://www.publishersweekly.com/pw/by-
topic/industry-news/industry-
deals/article/87120-clarivate-purchase-of-
proquest-extended.html
25. Is the is outcome we are looking for?
https://www.timeshighereducation.com/news/open-access-deals-shift-scholars-towards-bigpublishers
Since these deals, the
proportion of chemistry papers
from Germany-based authors
appearing in the publishers’
journals shot up by more than
5 percentage points to over
a third.
If this change left just two or
three mega-publishers
controlling the
market, said Professor
Haucap, these giants would
have “tremendous market
power to squeeze money out
of libraries and science
organisations” in future open
access deals
26. If these are (some of) the problems:
• Hyperauthorship
• Gaming peer review
• Poor science
• Risk adverse research
• Attrition of research talent pool
What is the solution?
• Focus on narrow successes
• Publishing in a limited market
• Obsession with rankings
• Reduced negotiation capacity
• Focus on ‘stars’ rather than
collaboration
27. The solution: Open Research
Data gathering
Analysis
Writing
Publishing
Dissemination
Reuse
Assessment
Data gathering
Analysis
Writing
Publishing
Dissemination
Reuse
Assessment
Distribute dissemination across the
research lifecycle and reward it
From this:
To this:
28. Open Access is only part of the Open
solution
https://www.mysciencework.com/omniscience/open-science-open-access-far-apart
30. Openness is different in different
disciplines
Comic by XKCD - https://xkcd.com/435/
31. This requires complex big thinking
This runs across
multiple areas of
the university
that might not
normally work
together.
https://t.co/PVwr33o3YX?amp=1
32. Research Culture is a big focus
https://royalsociety.org/topics-
policy/projects/research-culture/
https://wellcome.org/what-we-do/our-
work/research-culture
https://www.nwo.nl/en/position-paper-
room-everyones-talent
33. Six years ago, the UK was only
starting
• “We can’t tell our researchers what to do”
• “On what $%^&ing legal basis are they telling me I have to
share my data?”
• “Are you saying we have to back-up our laptops?”
• “But XX university is unique, it’s not like other universities”
• “This is $%^&ing bull$*#@!”
34. And look at it now
https://osc.cam.ac.uk/open-research/open-
research-position-statement
http://www.exeter.ac.uk/research/openresearch/about/explai
ned/
https://www.reading.ac.uk/research/re
search-environment/open-
research.aspx
https://wellcomeopenresearch.org/
37. But ’open’ is increasingly on the
Australian agenda
https://campusmorningmail.com.au/news/chief-
scientist-gets-the-nod-on-open-access/
https://www.fair-access.net.au/fair-statement
https://www.science.org.au/supporting-
science/science-policy-and-
analysis/reports-and-
publications/advancing-data-intensive-
research-australia
38. ARC hit international news – for the
wrong reasons
https://campusmorningmail.com.au
/news/arcs-preprint-misstep-over-
decra-grant-applications/
https://www.theguardian.com/educ
ation/2021/aug/20/devastating-
career-event-scientists-caught-out-
by-change-to-australian-research-
council-fine-print
https://www.nature.com/articl
es/d41586-021-02318-8
https://www.chemistryworld.com/news/a
ustralian-research-councils-ban-on-
preprints-in-grants-prompts-
outcry/4014271.article
https://www.timeshighereducation.com/news/heartbreak-
research-careers-ruined-australian-rule-tweak
39. But mistakes help open discussions
20 August
https://twitter.com/MissEmilieLib/
status/1428521731962990595
23 August
https://campusmorningmail.com.au/ne
ws/arcs-preprint-misstep-over-decra-
grant-applications/
CMM article quoted this
Tweet: 25 October https://www.natureindex.com/news-
blog/blurred-line-responsibility-between-research-
offices-libraries
Combination leads
to this article:
41. Assessment conversations are starting here
https://papers.ssrn.com/sol3/papers.cfm?abstract_
id=3772437
https://oaaustralasia.org/events/oa-week-2021/
43. Further reading & information
Keynote - "Is the tail wagging the dog? Perversity in academic rewards” COASP 2017, 9th
Conference on Open Access Scholarly Publishing held in Lisbon, Portugal on 20-21 September 2017
• Slides - https://www.repository.cam.ac.uk/handle/1810/267263
• Video - http://coaspvideos.org/2016/videos/play/1401
https://unlockingresearch-blog.lib.cam.ac.uk/?p=713
Worse in some areas than others
Replication crisis in psychology and biomedical science
Sociology, economics, climate science also vulnerable [according to Smaldino]
Poor research design and data analysis encourage false-positive findings. Such poor methods persist despite perennial calls for improvement, suggesting that they result from something more than just misunderstanding. The persistence of poor methods results partly from incentives that favour them, leading to the natural selection of bad science. This dynamic requires no conscious strategizing—no deliberate cheating nor loafing— by scientists, only that publication is a principal factor for career advancement. Some normative methods of analysis have almost certainly been selected to further publication instead of discovery. In order to improve the culture of science, a shift must be made away from correcting misunderstandings and towards rewarding understanding. We support this argument with empirical evidence and computational modelling. We first present a 60-year meta-analysis of statistical power in the behavioural sciences and show that power has not improved despite repeated demonstrations of the necessity of increasing power. To demonstrate the logical consequences of structural incentives, we then present a dynamic model of scientific communities in which competing laboratories investigate novel or previously published hypotheses using culturally transmitted research methods. As in the real world, successful labs produce more ‘progeny,’ such that their methods are more often copied and their students are more likely to start labs of their own. Selection for high output leads to poorer methods and increasingly high false discovery rates. We additionally show that replication slows but does not stop the process of methodological deterioration. Improving the quality of research requires change at the institutional level.
When researchers were asked how the challenges in research have influenced their careers, 65% said they had considered quitting research, and 15% that they had actually quit. Around one-third felt that they had been judged solely on the number of papers they had published, and another one-third said that they had published a paper they were not proud of. And 16% said they had cut corners in research. (Readers could choose more than one answer.)
When asked to choose the biggest challenge facing early-career scientists, 44% of some 12,000 respondents overwhelmingly picked ‘the fight for funding’. This result aligns closely with the answers of the 3,000-plus people who responded to Nature’s 2016 salary survey, just under half of whom ranked ‘competition for funding’ as the biggest challenge to their career progression.
The next biggest challenges identified in the reader poll, ‘lack of work–life balance’ and ‘progression judged too heavily on publication record’ received just under one-fifth of the total vote each.
Slide from Danny’s talk
https://docs.google.com/presentation/d/1g9eD8uANMAMTDDy0zhlytiL7MKxbYrZ6QwUBOg2Yzr8/edit?usp=sharing
Video of the presentation https://drive.google.com/drive/folders/1NY_FZ44VvtYU2rYuRhPPeSHSfhpGlZ4k
The bit on rankings starts at 4.35 - 12.35 Then it goes on to "be careful what you wish for" which might be the situation we are in, in relation to the Chief Scientist at the moment.